天风国际与中债估值中心联合发布首支ESG主题中资美元债指数,有效推动绿色及可持续金融市场建设布局,协力促进优质企业融资

（以下内容从天风证券《天风国际与中债估值中心联合发布首支ESG主题中资美元债指数,有效推动绿色及可持续金融市场建设布局,协力促进优质企业融资》研报附件原文摘录）
　　天风证券股份有限公司（股票代码：601162.SH）之境外全资子公司——天风国际证券集团有限公司（“天风国际”或“公司”），与中债金融估值中心有限公司（“中债估值中心”）11月30日联合发布“中债-天风国际ESG优选中资美元债指数”（ChinaBond TFISEC ESG Selected Chinese Offshore USD Bond Index）（“本指数”）。此为中国境内首次编制发布的以环境、社会与管治（“ESG”）为主题的中资美元债指数，旨在促进境内外投资的同时，以“碳达峰”及“碳中和”为目标引导境内外资金服务于绿色可持续发展领域。长远来看，有望通过刺激ESG投资以满足过百万亿人民币规模之低碳投资需求。 筛选标准公正客观获选对象 以传统实业经济为主 本次“中债-天风国际ESG优选中资美元债指数”之筛选面向整个中资美元债券市场，共包含2,213支潜在合资格可获纳入之中资美元债券。筛选条件以中债估值中心发布的中债ESG评价为依据，按其行业分类标准进行分组后，再选择各行业ESG评价排名前30%的发行人所发债券进行编制。成分券调整频率为每月一次，指数相关信息可通过中国债券信息网查询。 本指数覆盖金融、建筑、房地产等12个传统行业，其中三大行业占比分别为：金融46%、建筑18%、房地产12%，标的公司包括中国银行(3988.HK)、交通银行(3328.HK)、保利地产(600048.SH)、中国建筑(3311.HK)等中资企业。截止2021年10月末，本指数涵盖超过360余支中资美元债券，占比约为整个中资美元债券市场的20%。 绿色金融业务行内领先 天风国际洞察敏锐早占先机 天风国际母公司天风证券股份有限公司早于2016年就将绿色金融纳入公司核心发展战略，是中国首家成立绿色金融事业部的证券公司，绿色投资领域的倡导者与先行者。秉承母公司绿色金融的发展理念，以ESG为主之可持续发展主题深植于天风国际的企业基因。本次“中债-天风国际ESG优选中资美元债指数”的发布将有效双向促进境内外投资，进一步满足投资者对于优质可靠、具备可持续发展潜能的中资美元债指数产品日益增长的需求。 短期内，为配合指数发布，天风国际亦计划推出跟踪该指数的ETF产品，主要以被动性产品为主进行跟踪，合作及销售对象囊括境内外机构，以欧美绿色基金机构及中资机构为主，力求为市场提供更为多元、稳健的投资组合。未来，本指数或将于海外交易所上市，目前正在调研商谈中。 ESG投资势猛境内外资本双向重视 近年来国际社会对环保议题的关注及讨论日益增强，ESG所代表的环境、社会与管治等三大可持续发展支柱经已成为全球投资市场的重要考量依据。ESG投资市场变化迅猛：截至2020年底，全球股票和固收型ESG主题ETF总规模已超过1,500亿美元，较2019年底增长85%。 中央结算公司总监、中债估值中心董事长敖一帆先生表示：“当前可持续发展理念已成为全球普遍共识，中央结算公司作为国家重要金融基础设施，积极贯彻绿色发展理念，首创‘实质绿’债券归类概念、率先运行‘中债-绿色债券环境效益信息数据库’，幷编制发布一系列绿色债券指数。此次与天风国际合作推出的‘中债-天风国际ESG优选中资美元债指数’，是双方在绿色金融领域深化合作的创新成果。未来通过创设指数相关产品，有助于引导境内外资金服务于绿色可持续发展领域，增强中资机构全球资源配置能力，提升金融服务实体经济质效。” 天风国际董事长兼总裁王勇先生表示：“本次‘中债-天风国际ESG优选中资美元债指数’的发布，旨在促进境内优质企业参与中国资本市场国际化，同时进一步提升中资企业的境外融资效率，将更多优质资本引入国内，助力实体经济发展。对于境内发行人而言，在日常经营中主动匹配ESG框架，可有效提升境外融资效率，推动企业在环境、社会和管治方面全方位可持续发展；而对于境外投资者而言，ESG之相关指标也可以帮助有效筛选优质企业，获取稳健投资收益，形成投资标的与投资者持续互利的良性循环。” 目前，天风证券股份有限公司已获取摩根士丹利资本国际公司（MSCI明晟）ESG评级BBB级，超越全球67%的同业公司，同时获得中债ESG评分8分。 - 完 - 有关天风国际： 天风国际证券集团有限公司（“天风国际”或“公司”）2015年于香港成立，是天风证券股份有限公司（股票代码：601162.SH）之全资子公司，天风国际旗下子公司持有香港证监会颁发的1、2、4、5、6、9号牌照，全面布局财富管理，机构投行，金融市场，资产管理等各板块业务。公司为企业提供一站式融资服务，包括财务顾问、股票资本市场及债券市场融资等，亦打造一站式交易平台及专业投资资讯门户，为客户提供二级市场交易机会。同时，天风国际为全球优质企业及金融机构提供包括二级市场基金和一级市场项目资产管理服务，结合客户实际情况定制资产配置方案，吸引境外优质资本。 天风国际现已成长为境内中资美元债市场重要的领导者及参与者。天风国际在中资美元债的发行业务及资产管理领域中占用重要位置。 公司网站︰https://www.tfisec.com/ 有关中债估值中心及中债指数： 中债估值中心是中央结算公司的全资子公司，是中央结算公司基于中央托管机构的中立地位和专业优势，历经二十多年精心打造的中国金融市场定价基准形成平台，中债指数现已成为表征人民币债券市场的重要参考指标，以中债指数作为业绩基准和投资标的的境内债券基金规模约3.2万亿元，市场份额占比超过80%。 天风国际 天风国际是天风证券境外全资子公司，立志于成为全球资产配置专家，用我们的专业专注力连接中外，为海内外客户寻找最优质资产和提供最专业的投资咨询。 284篇原创内容 Official Account 免责声明 分析师声明 本出版物署名分析师在此声明：本报告所表述的所有观点均准确地反映了分析师对目标证券和发行人的个人看法。分析师所得报酬的任何部分不曾与，不与，也将不会与本报告中的具体投资建议或观点有直接或间接联系。分析师所得报酬的任何部分也不与天风证券股份有限公司（“天风证券”）或其下属公司开展的任何投资银行业务有联系。 一般声明 本出版物内出现的名词“天风集团”意指天风证券有限公司及其全球范围内的附属公司和分支公司，包括天风国际资产管理公司。本出版物及其内含的所有材料是由天风集团以及（如适用）在第一页或本出版物其他地方注明了的工作人员所属的一个或多个天风集团旗下公司准备的。 本出版物的所有内容均属机密仅供天风集团的客户使用，天风集团不因收件人收到本出版物而视其为天风集团的客户。本报告中的信息均来源自我们认为可靠的已公开数据，但天风集团对这些信息的准确性及完整性不作任何保证。本报告中的信息、意见等均仅供天风集团的客户参考，不构成所述证券买卖的出价或征价邀请或要约。该等信息、意见并未考虑到获取本报告人员的具体投资目的、财务状况以及特定需求，在任何时候均不构成对任何人的个人推荐。天风集团的客户应当对本出版物中的信息和意见进行独立评估，并应同时考虑各自的投资目的、财务状况和特定需求，必要时就法律、商业、财务、税收等方面咨询专家的意见。对依据或者使用本报告所造成的一切后果，天风集团及/或其关联人员均不承担任何法律责任。鉴于本报告可能开放于任何受众，本报告仅提供于有能力独立判断投资风险,能对自己投资决策有独立判断能力，并能根据自己对潜在投资、市场因素和其他投资考虑标准的独立判断来做出投资决策的收件人。 本出版物所载的意见、评估及预测仅为本出版物发布日的观点和判断。该等意见、评估及预测无需通知即可随时更改。过往的表现亦不应作为日后表现的预示和担保。在不同时期，天风集团可能会发出与本报告所载意见、评估及预测不一致的研究报告。本报告中不含任何对预测收益的一定可以实现的表达或保证。在分析当中有决定收益的相关假设。这些假设的改变可能对本报告预测的收益产生重大影响。 天风集团的销售人员、交易人员以及其他专业人士可能会依据不同假设和标准、采用不同的分析方法而口头或书面发表与本出版物意见及建议不一致的市场评论和/或交易观点。天风集团没有将此意见及建议向报告所有接收者进行更新的义务。天风集团的资产管理部门、自营部门以及其他投资业务部门可能独立做出与本出版物中的意见或建议不一致的投资决策。 特别声明 天风集团对于在研究业务当中可能产生的利益冲突有着完备的辨识和管理章程。天风集团的分析师以及其他参与本研究出版物撰写和宣传的员工有着独立于天风集团投资银行业务线的管理体系。投资银行、自营交易以及研究业务各自之间有着信息壁垒，确保任何机密以及/或者价格敏感信息被妥善处置。 本报告中所示分析师可能不时与我们的客户（包括天风集团销售员、交易员和其他专家）讨论各种交易策略，其中提及的交易策略可能会对本报告讨论的股票证券价格市场价格产生短期影响的助动因素或事件。这些可能与分析师对股票的预期价格产生抵触。但是任何此类的交易策略不同于也不会影响分析师对股票的基本评级。 在适用法律许可的情况下，天风集团可能会持有本报告中提及公司所发行的证券并进行交易，也可能为这些公司提供或争取提供投资银行、财务顾问和金融产品等各种金融服务。因此，投资者应当考虑到天风集团及/或其相关人员可能存在影响本报告观点客观性的潜在利益冲突，投资者请勿将本出版物视为投资或其他决定的唯一参考依据。 中国：本出版物在中华人民共和国（除开香港、澳门和台湾地区）由天风证券有限公司发布。天风证券股份有限公司根据中国证券监督管理委员会合法的经营业务许可运营， 当中含证券投资咨询业务。 香港：本出版物在香港由天风国际资产管理有限公司发布。天风资产管理有限公司是受香港证券及期货事务监察委员会监管并在其核准下开展证券及期货条例第571章内的受管4号牌业务（证券咨询服务），5号牌业务（期货咨询服务）以及9号牌业务（资产管理服务）。香港地区读者有任何关于本出版物的疑义可以直接咨询本公司香港销售代表。 其他司法管辖地区：研究出版物在其他司法管辖地区下的发布可能会受限于当地适用之法规，但在合规于特定司法管辖下的法律法规后会变得可行。本研究出版物不针对或旨在分发于任何属于或位于任何分布，出版，供应或使用此类研究出版物属违法之地区，州，国家或其他司法管辖区的公民或居民的任何个人或实体。 评级定义 投资评级 类别 说明 评级 体系 股票投资评级 在报告发布日期后的6个月内，相对同期该股票的司法管辖区之指数的涨跌幅 买入 预期股价相对收益20%以上 增持 预期股价相对收益10%到20% 中立 预期股价相对收益-10%到10% 持有 预期股价相对收益-10% 行业投资评级 在报告发布日期后的6个月内，相对同期该行业的司法管辖区之指数的涨跌幅 强于大市 预期行业指数涨幅5% 中性 预期行业指数涨幅 -5%到5% 弱于大市 预期行业指数涨幅 -5% 管辖区 用于定义评级的指数 中国大陆 沪深300指数 中国-香港 恒生指数 中国-澳门 恒生指数 美国 标准普尔500指数 本出版物版权归天风集团所有。任何未经天风集团书面允许的发布、复制、出版以及引用均属未授权行为。 Disclaimer Analyst Statement Each research analyst identified in this publicationcertifies that all of the views expressed in this publication by such analystaccurately reflect the personal views of each such analyst about the subjectsecurities and issuers. 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